unregistered broker
- Policies & Regulations
SEC Charges Rari Capital for Misleading Investors and Unregistered Broker Activity
The Securities and Exchange Commission (SEC) announced that Rari Capital, Inc., a purported decentralized finance (DeFi) protocol, along with its…
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eToro USA Settles with SEC, Agrees to Pay $1.5 Million and Restrict Crypto Offerings
The Securities and Exchange Commission (SEC) announced today that eToro USA LLC has agreed to pay $1.5 million to settle…
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SEC Files Lawsuit Against Consensys for Unregistered Brokerage Activities
The US Securities and Exchange Commission accused Consensys Software Inc., which operates the popular crypto wallet MetaMask, of violating its…
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